Job Description
We are seeking an Senior Analyst / Analyst to join our Compliance team at the firm’s offices based in Hyderabad, Gurugram or Bengaluru to work closely with a team of attorneys and compliance professionals to help ensure that the firm’s business activities are conducted in strict accordance with regulatory requirements. The Compliance group is an integral part of our global Financial Operations group and is responsible for implementing and enforcing policies and procedures across multiple regulatory requirements. This position affords the opportunity for broad exposure to the firm’s trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm’s expanding suite of global investment products in a dynamic, constantly evolving regulatory environment. The D. E. Shaw group uses a combination of quantitative and qualitative tools to uncover self-governing, hard-to-find sources of return across global public and private markets.
The Financial Operations group is an integral part of our global operations. You will support one or more of the functions mentioned below:
Regulatory Reporting - As a part of the team, you will be responsible to review reports relating to trading activities to assist the firm in meeting its regulatory obligations. You will assist in filing regulatory obligations which require complex quantitative and qualitative analysis of the firm’s data. These filings/reports include Form PF, CPO-PQR, BEA (Bureau of Economic Analysis), Annex IV (AIFMD Reporting) and TIC (Treasury International Capital). Furthermore, you will work on long-term projects with development and analytic teams to maintain the firm’s high standards of compliance with new and existing regulations. Additionally, you will work closely with members of Compliance team across different offices to discuss the implementation of policies and procedures for underlying processes.
Trade Reporting - As a member of the team, you will play a key role in reviewing reports related to the firm’s trading activities, supporting the organization in meeting its regulatory reporting obligations. Your responsibilities will include preparing and submitting regulatory filings that require both complex quantitative analysis and qualitative assessment of the firm’s trade and position data. These filings and reports will include, among others, ownership disclosures, with an emphasis on the United States (e.g., Schedule 13G) and the broader Americas region. You will also contribute to long-term projects in collaboration with the development and analytics teams, ensuring that the firm maintains its rigorous standards of compliance with both new and existing regulatory requirements. In addition to this, you will work closely with Compliance team members across multiple offices to develop, refine, and implement policies and procedures that support these reporting processes.